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12 June, 00:32

Which of the following must register as an investment adviser under the Investment Advisers Act of 1940? A) A person who provides advice to people who are investing in antique furniture. B) A person who provides advice to people who are investing in coin collections. C) A person who provides advice to insurance companies on their portfolios. D) A person who provides advice to people who are investing in companies registered under the Investment Company Act of 1940.

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  1. 12 June, 01:05
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    A person who provides advice to people who are investing in companies registered under the Investment Company Act of 1940. (D)

    Explanation:

    This act provides the legal framework to regulate the qualifications and activities of those who offer advice to investors whether individual or corporate to enhance their investment decision making in securities.

    It is a U. S. federal law enacted to stipulate the role and responsibilities of investment's advisers.
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