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10 November, 06:50

Under the Uniform Securities Act, during an investigation, the Administrator may:A. require an affidavit from an agent of a broker-dealerB. subpoena books, records and witnessesC. require testimony that might tend to incriminate the giverD. all of the above

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  1. 10 November, 07:12
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    D. all of the above

    Explanation:

    The Uniform Securities Act is a law related to values; to prohibit fraudulent practices in relation to values; to require the registration of broker-dealers, agents, investment and securities advisors; and to make the values uniform.
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