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5 July, 22:13

Which of the following terms is NOT specifically defined under the Uniform Securities Act? A) Broker-dealerB) Broker-dealer representativeC) Investment adviserD) Investment adviser representative

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  1. 6 July, 02:01
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    B. Broker-dealer representative.

    Explanation:

    The Uniform Securities Act defines a broker-dealer, it defines a representative of a broker-dealer, it defines an investment adviser, and it defines an investment adviser representative. So Overall, the term not specifically defined under the securities act is broker-dealer representative.
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