Ask Question
BusinessBusiness
22 May, 00:51

A registered representative wishes to put on a sales seminar. During the seminar, the RR intends to give out handouts related to a few investments and printouts of slides that will be part of the presentation. Which of the following is correct regarding the RR and seminar?

+4
Answers (1)
  1. 22 May, 03:47
    0
    B

    Explanation:

    Registered representatives (RR) are transaction-based service providers. U. S. regulators require that registered representatives ensure an investment is suitable for an investor given their investment profile. They also ensure that trades are executed efficiently. Investors will incur sales charges determined by securities issuers when dealing with a registered representative. It is mandated that RR must seek the approval of their principal before taking any decision.
Know the Answer?
Not Sure About the Answer?
Get an answer to your question ✅ “A registered representative wishes to put on a sales seminar. During the seminar, the RR intends to give out handouts related to a few ...” in 📙 Business if there is no answer or all answers are wrong, use a search bar and try to find the answer among similar questions.
Search for Other Answers
You Might be Interested in
What handles more trades than any other market, the NTSE or Nasdaq?
Answers (2)
Dawn, a young single mother, found a wallet with a large amount of money inside. she has found lost wallets in the past, too. previously she has always tried to return the cash to the owner, knowing it is the right thing to do.
Answers (1)
Your employer contributes $60 a week to your retirement plan. assume you work for your employer for another 20 years and the applicable discount rate is 9 percent. given these assumptions, what is this employee benefit worth to you today?.
Answers (1)
An individual works downtown and pays $600 per month in rent for an apartment located 10 miles from her office.
Answers (1)
Good managers demonstrate commitment to ethical business practices with
Answers (1)
New Questions in Business
Which of the following is FALSE about public-sector decision making? Decisions are based on majority rule. Incentives play a role in decision making. Decisions involve no opportunity cost.
Answers (2)
What isn't not a stock derivative
Answers (1)
Marshall's & Co. purchased a corner lot in Eglon City five years ago at a cost of $640,000. The lot was recently appraised at $810,000.
Answers (1)
Jill DesJardines experiences a broken leg when one of the wheels on her new in-line skates falls off as she is skating. The manufacturer: a. is not liable because Jill assumed the risk of in-line skating. b.
Answers (1)
Jessica paid $350,000 for her house in 2010 and sold it six years later for $400,000. What function did the house serve during the time Jessica owned it? O medium of exchange O unit of exchange O unit of account store of value
Answers (1)
Home » Business » A registered representative wishes to put on a sales seminar. During the seminar, the RR intends to give out handouts related to a few investments and printouts of slides that will be part of the presentation.
Sign Up Forgot Password?