Ask Question
18 June, 22:52

A registered investment adviser lives in State X. The adviser does business with 1 client in State A and 1 client in State B. The adviser gives seminars about investing to groups of potential customers in State C. The adviser is required to register in:

+3
Answers (1)
  1. 19 June, 00:25
    0
    State X and C

    Explanation:

    Remember, the clients themselves stay in state A and B, not the investment advisor. According to the requirements of the law, the investment advisor is to register in the state where he gives seminars-State C, and the state in which he resides-X.
Know the Answer?
Not Sure About the Answer?
Get an answer to your question ✅ “A registered investment adviser lives in State X. The adviser does business with 1 client in State A and 1 client in State B. The adviser ...” in 📙 Business if there is no answer or all answers are wrong, use a search bar and try to find the answer among similar questions.
Search for Other Answers