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7 July, 06:28

Under sec rules establashed by nsmia, an individual that files a registration application will be denied if the applicant has:

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  1. 7 July, 07:32
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    The correct answer is: served one (1) year or more in jail.

    Explanation:

    The National Securities Markets Improvement Act (NSMIA) is a U. S. securities regulation law. It aims to give more regulatory power to the federal government. Under this law, people who would like to apply to become securities brokers must not have a prison history as inmates for more than one (1) year. Otherwise, their application will be denied.
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